Other-Power: Why
self-mastery is self-defeating
David Brazier SUMMER
2014 tricycle
The logic of morality is often based on a
wish, an
assumption, or an aspiration toward self-mastery in service of a
spiritual or worldly goal. Buddhists in the West, for instance,
often present morality as the necessary basis for meditation, as a
means of gaining a personal stability that allows one to practice
beneficially. Another kind of moral logic is based on calculation.
This might manifest as fear of retribution, whether in terms of
karma or as sin against divine law, or, conversely, as hope for a
reward. Even secular morality often has this attitude: if I am good
to others when they need help, then I’m creating social capital for
when I need help. Modern Western Buddhists often include in this
kind of logic of morality a calculation about gaining happiness: if
I am good to others, I create the conditions for my own mental
well-being.
Pureland Buddhism has a different starting
point. Pureland moral logic starts with the recognition that
self-mastery sets the self against the self and thereby undermines
the very thing it is attempting to do. Pureland instead aims to
undermine the calculation involved in trying to master oneself. It
does this by directing us to be grateful for the support of others
for whatever good we are able to do. Our meritorious actions are
only possible because of countless others who conspire unknowingly
to guide us, help us, and create the conditions in which our
typically confused and ambiguous efforts to do good don’t backfire
on us. Pureland’s faith in other-power and nembutsu (keeping Buddha
in mind) lays a basis for a radically different approach to
spiritual practice than what many meditators bring to it. Let us,
therefore, consider the possibility, whether or not one is a
Pureland Buddhist, that Pureland ideas can reorient and enrich how
we understand morality, resting it on a foundation that does not
set the self against itself and that starts not from how we imagine
we’d like to be but from how we actually are.
At the core of morality is morale; a person in
good morale is less likely to act in an unprincipled manner. Morale
is essentially a matter of faith, which is the mainspring of
motivation. People do things that contribute to what they have
faith in, be it a goal, an ideal, certain values, an institution,
or some other base. Obviously, faith is not always positive. No
doubt the Gestapo had faith in the supremacy of the Aryan race, for
instance. Or as Dale Carnegie points out in the original self-help
book How to Make Friends and Influence People, even Al Capone
regarded himself as a good man who was simply implementing the
values he believed in. This is all in line with basic Buddhist
thinking that wickedness is mainly a matter of error. Acts that are
akushala (mentally unskillful or unwholesome) rather than kushala
(wholesome or skillful), to use the Indian terminology, are
basically mistakes flowing from wrong belief rather than sins or
disobedience to an overruling deity.
The Pali Buddhist texts contain repeated
descriptions of sila, samadhi, and prajna. The moral guidelines
(shila) precede descriptions of meditation (samadhi) that in turn
precede descriptions of wisdom (prajna). It is common, therefore,
to understand that morality is a foundation for meditation and that
meditation is a foundation for wisdom. It is, however, also
possible to read the causal relationship in the reverse direction,
seeing morality as the surface level, dependent upon a rightly
ordered mind, which in turn depends upon wisdom.
Morality, then, is an outcome or consequence
of a well-ordered mind, and such a mind is well-ordered because
there is correct understanding of the true situation. It is not so
much that morality leads to meditation and meditation to wisdom as
that wisdom naturally leads to right-mindedness and that this, in
turn, leads to the kind of behavior that even the uninitiated
recognize as moral.
If wisdom is at the core of the Buddhist
understanding of morality, what can we say about wisdom itself? In
Buddhism, wisdom is closely related, on the one hand, to foresight
and, on the other, to faith. (Foresight is, in fact, one
implication of the word prajna.) Buddhas see the long term, which
obviously has a good deal to do with morality. Immoral acts arise
from unskillful intentions based on the kleshas (mental hindrances)
of greed, hatred, and ignorance. Often, the harm brought by immoral
acts comes only in the long run; many immoral acts have a
short-term payoff. If they didn’t, no one would bother with them.
Understanding the long-term consequences of our acts is a case of
right orientation of mind leading naturally to rightly ordered
behavior. As it says in the Dhammapada regarding our actions, “Mind
is first. Mind made are they. If a person acts with a right mind,
happiness clings to them like a shadow.” Faith and foresight go
together, because to act on foresight is to act in faith. The
Buddha prescribes a life of good faith.
Conceit says, “I can do this; I am a special
case; I will not reap the consequences that others reap.” Wisdom
says, “I cannot do this by my own power.”
The Buddhist notion of foresight is closely
tied to the teaching of dependent origination, that everything
arises in dependence on multiple causes and conditions. Things
become possible only when the necessary conditions are in place,
and right-mindedness and wisdom are necessary conditions for right
behavior. The question is, therefore, how to understand this wisdom
and right-mindedness. In East Asia, dependent origination underwent
two distinctive and contrasting developments. One, deriving from
the idealism of Yogacara philosophy, was the downplaying of the
element of temporality. This ultimately led to the ideas about
nonduality, interbeing, and non-arising that modern Western
students of Mahayana are generally familiar with.
For East Asian Buddhist practitioners,
however, it was the second development that had more impact. This
was the transformation of dependent origination into other-power, a
natural development from the Buddha’s first two teachings. The
Buddha’s first teaching was on the eightfold path and the four
noble truths, which can be described as essentially a distillation
of dependent origination. His second teaching was on non-self,
within which we find the repeating refrain “this is not me, this is
not mine, this is not myself.” If forces are at work in our lives
that are not oneself, then they are other.
Over time, this led to a Buddhist approach
that was based on a principle quite different from the idea of
deliberately pursuing spiritual achievement. In this approach, the
major forces at work were taken to be non-self, or what we moderns
might call unconscious. This is completely in accord with the
actual experience of anyone who tries to keep a New Year’s
resolution. One makes a conscious resolve . . . and then something
else happens. Positive psychology adherents would say that one did
not try hard enough. Followers of Pureland Buddhism would say,
however, that one is not capable of achieving one’s salvation by
one’s own conscious effort. In fact, it is the very realization
that one is so incapable that leads to the transformation that
constitutes real Buddhist wisdom: namely, the awakening to
non-self.
Let us consider another example. It is
notoriously difficult to give up smoking. Doing so requires
persistence and, from a self-power perspective, one can say that
what is needed is strong willpower. What actually motivates a
person, however, is foresight. It is generally only when a person
becomes strongly aware of the future consequences that he does
something about the habit. Often this happens too late. If a person
does not stop smoking until he has had one lung surgically removed,
then we can readily say that he should have stopped earlier. Why
didn’t he, and why can he do so now? One might say that it is
because his fear is now strengthening his willpower. But what
usually happens is actually the reverse: the evidence of surgery
has brought home to the person the fact that he is mortal and that
he cannot, by the power of self alone, defy natural processes. It
is the realization that natural processes are stronger that
paradoxically permits the person to do what he could not do before
when his self felt more powerful. This is not a case of
self-assertion but of self-diminishment; not one of achievement,
but of submission.
Moral resolve is like this. A noble person
does not do good because of willpower. She does it through a
combination of, on the one hand, modesty about self, and, on the
other hand, faith in a higher purpose, a higher meaning, in powers
more potent than self-will. Such a person is not moral through
gritted teeth. She is at ease in goodness.
Buddhism revolves around the idea of refuge.
One takes refuge not from a position of strength but from a
position that acknowledges weakness. Right-mindedness is
self-diminishment plus gratitude for higher guidance and
assistance. For a Buddhist, the source of guidance and assistance
is the Buddha, the dharma, and the sangha. Since the dharma is the
teaching of Buddha and the sangha is the community of Buddha, the
core of refuge is the Buddha himself.
Other-power thus came to mean allowing Buddha
to work in, on, and for us by reducing our self-estimation,
willfulness, ambition, and conceit. The core attitudes here are
gratitude and assurance: gratitude for the awakened one who
“has-come-to-us” (Japanese, Nyorai; Sanskrit, Tathagata), and
assurance that comes from confidence in the power and process that
result from our taking refuge therein. From such gratitude the
traditional virtues such as generosity, energy, patience, balance,
foresight, and morality flow naturally without special effort. From
such assurance flows a confidence that takes away the need to grasp
at short-term personal gain or be ever vigilant in self-defense. In
this way, right-mindedness naturally gives rise to right behavior.
It is not a case of achieving morality by will-power as a necessary
basis for mental cultivation—such a method is self-defeating and
ignores the inherent weakness of the individual. In sutra after
sutra, the Buddha tries to combat the folly of conceit. Conceit
says, “I can do this; I am a special case; I will not reap the
consequences that others reap.” Wisdom says, “I cannot do this by
my own power; I am not a special case; I, like all others, am
subject to suffering and impermanence; all dharma is non-self.” For
one who has such faith, morality is not rule-keeping, it is
naturalness.