By Dr. Greg
Goode
http://www.heartofnow.com/files/emptiness.html
Emptiness is another kind of nondual teaching. Emptiness
teachings demonstrate that the "I," as well as everthing else,
lacks inherent existence. The notion of lacking inherent existence
has several senses. In one sense, empty things lack
essence, which means that there is no intrinsic
quality that makes a thing what it is. In another sense, empty
things lack independence, which means
that a thing does not exist on its own, apart from conditions or
relations. A great deal of what one studies in the emptiness
teachings demonstrates that these two senses amount to the same
thing. Emptiness teachings are found mainly in Buddhism, but there
are some surprising parallels in the work of Western philosophers
such as Sextus Empiricus, David Hume, Ludwig Wittgenstein, Jacques
Derrida, Richard Rorty and many others.
The most common connotation of "nonduality" is "oneness" or
"singularity." Many teachings state that everything is actually
awareness; those teachings are nondual in the "oneness" sense in
which there are no two things. But there is another sense of
"nonduality." Instead of nonduality as "oneness," it's nonduality
as "free from dualistic extremes." This entails freedom from the
pairs of metaphysical dualisms such as essentialism/nihilism,
existence/non-existence, reification/annihilation,
presence/absence, or intrinsicality/voidness, etc. These pairs are
dualisms in this sense: if you experience things in the world in
terms of one side of the pair, you will
experience things in the world in terms of the other
side as well. If some things seem like they truly
exist, then other things will seem like they truly don't exist. You
will experience your own self to truly exist, and fear that one day
you will truly not exist. Emptiness teachings show how none of
these pairs make sense, and free you from experiencing yourself and
the world in terms of these opposites. Emptiness teachings are
nondual in this sense.
For those who encounter emptiness teachings after they've become
familiar with awareness teachings, it's very tempting to misread
the emptiness teachings by substituting terms. That is, it's very
easy to misread the emptiness teachings by seeing "emptiness" on
the page and thinking to yourself, "awareness, consciousness, I
know what they're talking about." Early in my own investigations I
began with this substitution in mind. With this misreading, I found
a lot in the emptiness teachings to be quite
INcomprehensible! So I started again,
laying aside the notion that "emptiness" and "awareness" were
equivalent. I tried to let the emptiness teachings speak for
themselves. I came to find that they have a subtle beauty and
power, a flavor quite different from the awareness teachings.
Emptiness teachings do not speak of emptiness as a true nature that
underlies or supports things. Rather, it speaks of selves and
things as essenceless and free.
According to Buddhist teachings, freedom from suffering dawns
when we realize that we ourselves, as well as all things, are
empty.
In Buddhism, suffering is said to come from conceiving that we
and the world have fixed, independent and unchangeable natures that
exist on their own without help from anything else. We expect that
there is a true way that self and world truly are and ought to be.
These expectations are unrealistic and prevent us from granting
things the freedom to come and go and change. We like pleasant
things to abide permanently, and unpleasant things to never occur.
We experience suffering when we actually encounter comings, goings
and change. Suffering often takes the form of anger, indignation,
existential anxiety, and even a sense that, as they say in TV
sitcoms, "something is wrong with this picture."
But when we deeply realize that we and the world are empty, we
no longer have unrealistic expectations. We find peace and freedom
in the midst of flux.
What are things empty of? According to the Buddhist teachings,
things are empty of inherent existence.
Being empty of inherent existence means that there is no
essential, fixed or independent way in which things exist. Things
have no essential nature. There is no way things truly are, in and
of themselves. We will investigate the notion of inherent existence
in more detail below.
Different Buddhist schools or tenet systems have different ways
of characterizing emptiness; they have different ways of helping
students reduce suffering. My characterization of emptiness adheres
somewhat to the Tibetan Gelug-ba school of Prasangika or
"Consequentialist" Madhyamika. The term "prasangika" is Sanskrit
for "consequence." The "consequence" designation comes from this
school's method of debate and refutation, which follows Nagarjuna's
style in his Treatise.
The Consequentialists do not argue for substantive positions,
but proceed dialectically. They argue by drawing out the unwanted
and unexpected logical consequences entailed by their
interlocutors' positions. The Consequentialist style of refutation
is as follows: while in debate over metaphysical issues with an
interlocutor, the Consequentialist refutes the interlocutor
not by negating the interlocutor's statement with
a counter-statement (e.g., that matter exists, not Mind), but by
finding an inconsistency or a reductio ad
absurdum among the interlocutor's statements. This
allows Consequentialism to be positionless with respect to issues,
most notably on questions of existence and non-existence.
Imagine a philosopher coming up to a man who is sitting quietly
against a tree, and telling the man that the tree truly exists
because it is of the nature of Mind, and only Mind really exists.
The sitting man is a consequentialist. He doesn't have an opinion
on the existence or non-existence of Mind or the tree, and doesn't
wish to convince the philosopher of a contrary position; he's just
sitting there. So he won't offer a counter-claim
or argue that the tree really doesn't exist as
Mind. Instead, he will draw out more statements from the
philosopher until the philosopher is involved in a contradiction.
Or he might show that the philosopher's assumptions entail an
absurd, unwanted conclusion. Then he'll go back to sitting against
the tree.
The Consequentialist school is the most thoroughgoing of the
Mahayana schools in its rejection of any kind of intrinsic nature.
Even though it is the school of His Holiness the current Dalai
Lama, most of the Dalai Lama's public teachings are about other
topics of wider interest. Emptiness teachings can get abstract and
subtle, and not everyone is interested in them. But if you do find
books in English on emptiness, most of them are likely to be
written from the Consequentialist standpoint. You will find a list
of these books in the References
below.
(Click to show in
full)
According to the Buddhist emptiness teachings, the world is made
up only of things that are "selfless" or empty. Even non-existents
are empty. Non-existents would include round squares, the hairs of
a turtle, etc., and inherent existence.
Existents are divided into two classes, compounded things and
non-compunded things.
Compounded things are said to disintegrate moment-to-moment, in
a way analogous to aging. They are impermanent in this sense.
Compounded things have pieces or parts and are produced from
combinations of other factors. Compunded things include physical
objects, colors, shapes, powers, sensations, thoughts, intentions,
feelings, persons, collections, and states of being. These various
things fall under the categories of Form (colors, shapes and
powers), Consciousness (the sensory modalities and thinking
processes), and Compositional Factors (collections and states of
being).
Non-compounded things include do not distintegrate
moment-to-moment. In this sense, they are said to be "permanent."
There are two kinds of "permanent" existent. There are "occasional
permanents," which come into existence and go out of existence.
These include, for example, the space inside the cup and the
emptiness of the cup. Even though the cup is compounded and
consists of parts (such as the rim, the handle, the walls, etc.),
the space inside the cup and the emptiness of the cup are not
compounded and do not consist of parts. Also, the emptiness of the
cup and the space inside the cup stop existing when the cup stops
existing. There are also "Non-occasional permanents," such as
emptiness in general and space in general. These are the referents
of general concepts, and exist as long as any objects or relations
exist.
For the student of emptiness, it is not important to remember or
utilize this scheme or employ these categories in one's day-to-day
use. What is important is to learn the lessons taught by this
scheme:
This last point is especially important when it comes to
meditating on emptiness. When you meditate on emptiness, what you
actually look for is inherent existence. Instead of finding
inherent existence, you will find the
lack of inherent existence. This lack
itself is emptiness.
According to the Mahayana paths of Buddhism that emphasize the
notion, emptiness is what the early Buddhist sutras were pointing
to when they presented the notion of pratītyasamutpāda
(Sanskrit) or paticcasamuppāda (Pali), namely "dependent
arising":
There is the case where a disciple of the noble ones
notices:
When this is, that is.
From the arising of this comes the arising of that.
When this isn't, that isn't.
From the cessation of this comes the cessation of that.
(Anguttara Nikaya X.92; Vera
Sutta)
Centuries later, Nagarjuna (2nd century C.E.) became the
preeminent expositor of emptiness teachings. His
Mūlamadhyamakakārikā (Treatise on the
Middle Way) is today considered the most profound and
sophisticated exposition of emptiness in Buddhism. The text
provides scores of arguments for the conclusion that to propose any
kind of inherent existence or metaphysical essence involves the
proponent in logical contradictions and incoherence. Chapter 24
actually contains two specific verses that characterize the notion
of emptiness itself:
Whatever is dependently co-arisen,
That is explained to be emptiness.
That, being a dependent designation,
Is itself the middle way. (Treatise, 24.18)
Something that is not dependently arisen,
Such a thing does not exist.
Therefore a nonempty thing
Does not exist. (Treatise, 24.19)
In verse 18, Nagarjuna sets up a three-way equivalence:
emptiness : dependent arising : verbal
convention
and identifies this equivalence with the Middle Way. The Middle
Way is a form of nonduality that is free from the dualistic
opposites of essentialism and nihilism. Even emptiness itself is
characterized as being empty. It is empty because, instead of
having the inherent nature of being dependent arising, it is merely
"explained to be" dependent arising.
In verse 19, Nagarjuna states that whatever exists, is in some
sense dependently arisen, that is, empty. If something is not
dependently arisen, then it is not empty. If it is not empty, then
it does not exist. And of course even things we would normally
consider as non-existent, such as unicorns and round squares, are
also empty.
So how do things exist if they don’t exist inherently? According
to the Buddhist teachings, things exist in an everyday,
non-inherent, dependent way. Our mode of existence is dependent on
many things, such as the causes and conditions that give rise to
us, the components that make us up, and the ways we are cognized
and categorized. According to the teachings, we are not separate
and independent entities, but rather we exist in dependence on
webworks of relations and transactions.
For example, we can say that a bottle of milk exists in a
dependent, conventional way because you can go to the store, lift
the bottle of milk off the shelf, pay for it, and bring it home. It
exists in dependence on its surroundings, its having been
manufactured, and in relation to the actions of the store employees
and yourself. The bottle of milk is not found to exist
independently of these things.
It is taught that all things are empty and dependent like this.
That includes people and all other living beings, as well as
consciousness and unconsciousness; pleasure and pain; time and
space; cause and effect; good and bad; logic and math; language,
meaning and reference; art, commerce and science; planets, boulders
and bridges; unicorns and Sherlock Holmes; energy, thoughts,
feelings, and bodily sensations. Whatever exists is said to exist
conventionally, but not inherently.
Even emptiness is empty. For example, the emptiness of the
bottle of milk does not exist inherently. Rather, it exists in a
dependent way. The emptiness of the bottle of milk is dependent
upon its basis (the bottle of milk). It is also dependent upon
having been designated as emptiness. As we saw above, this is
alluded to in Nagarjuna’s Treatise, verse
24.18.
Understood this way, emptiness is not a substitute term for
awareness. Emptiness is not an essense. It is not a substratum or
background condition. Things do not arise out of emptiness and
subside back into emptiness. Emptiness is not a quality that things
have, which makes them empty. Rather, to be a thing in the first
place, is to be empty.
It is easy to misunderstand emptiness by idealizing or reifying
it by thinking that it is an absolute, an essence, or a special
realm of being or experience. It is not any of those things. It is
actually the opposite. It is merely the way things exist, which is
without essence or self-standing nature or a substratum of any
kind. Here is a list characteristics of emptiness, to help avoid
some of the frequent misunderstandings about emptiness, according
to the Buddhist Consequentialists:
Inherent existence is the kind of existence we uncritically
think things have, existing under their own power, without help
from anything else. Our sense that things exist in this way is the
root of our suffering, according to the Buddhist teachings. We have
a sense of this inherency partly due to how we think of language.
We think that words are labels pointing straight to pre-formatted,
already-individuated things in the world outside of language or
cognition. This tendency to feel inherency can even be intensified
if we follow essentialist philosophies such as Platonism or
materialist realism, which hold that things exist according to
their own essential nature, independent of anything else. Our
natural tendency to feel this inherency is the root of suffering,
according to the emptiness teachings. Actually, being able to
locate and isolate this sense of inherent existence in yourself is
good news. The more clearly you can grasp the sense of inherent
existence, the more powerfully you will be able to realize
emptiness when you do your meditations.
What does the sense of inherent existence feel like? We will say
much more about this later, but briefly, it feels like something
is really there, just like that, being what it really
is. You've had a very definite sense of inherent
existence if you've ever wondered whether something or someone has
been given the "correct" name! Or could it perhaps have been given
the wrong name??
According to the emptiness teachings, inherent existence is the
kind of existence that things do not
have. Things actually lack inherent
existence, because they exist as dependent arisings. This
dependency is the lack of inherent existence, which in turn, is
their emptiness.
The relation between inherent existence, emptiness and dependent
arising can be seen through the translation of the Sanskrit or Pali
terms for depending arising:
pratītyasamutpāda (Sanskrit) or
paticcasamuppāda (Pali). The Sanskrit
components are individually translated as follows:
Pratītya = Meeting, Relying or Depending
+ Samut = Out of
+ Pad = To go, to
fall
Notice the three English terms for
Pratītya, Meeting,
Arising, and Depending. These
have been given three different kinds of meanings by the
consequentialist writers (see H.H. the Dalai Lama, 2000, pp. 35ff
in References),
so as to cover all the variations of dependent arising. These kinds
of dependence are explained as follows:
MEETING - The coming together of causes and
conditions in time. The cessation of cause comes into contact with
the onset of effect within a network of supporting conditions.
Examples would include one billiard ball striking another, or the
sperm and ovum coming into contact at human conception. Because of
uncritically thinking that things and people exist inherently, we
can sometimes be surprised by the effects of the "Meeting"-style
dependent arising. An example would be the surprise at the aging
process if we see someone for the first time after a long absence.
This is the least subtle of the three types of dependent
arising.
RELYING - The way a thing depends on its pieces
and parts. The pieces and parts of an object are sometimes called
its "basis of designation." According to the emptiness teachings,
we would see roots, a stalk, branches and leaves, and based on
this, designate the object as a "tree." These various parts are the
tree's basis of designation. Being a tree is dependent upon the
basis of designation. The tree cannot be said to exist if its basis
of designation did not exist. For example, if you have a car in the
parking lot over a long period of time, and vandals come and steal
pieces here and there over several months, there will come a
certain point at which there won't be enough parts for you to call
it a car. This is how the car depends upon its pieces and parts, or
its basis of designation. Even though this seems reasonable if we
think about it like this, it's never theless easy to think that the
true car exists in a way apart from the
basis of designation, as though there were a "true car" that
existed in an ideal realm of some sort. This sense that the car
exists without depending on its basis of desgination is the sense
of the inherent existence of the car. This is more subtle than
"Meeting"-style dependence.
DEPENDING - The way a thing depends on being
designated by convention, language, or cognition. Did Mount Everest
exist before it was named? Did sub-atomic particles exist as such
before they were ever thought of? Would a "rose by any other name"
still be a rose? We look at the shape, size and structure of a
natural formation of the earth, and call it a "mountain." According
to the Consequentialist emptiness teachings, we would say that the
basis of designation (formations of earth) existed, but the
"mountain" as such did not exist until it was designated by the
process of convention and cognition. According to emptiness
teachings, it makes no sense to say that something exists if it was
never designated or cognized. Nevertheless, it seems to us that
things are always there regardless of cognition, and that cognition
is a process of mere neutral discovery of
what was pre-formed and present all along. This feeling of
independence from designation or pre-formed existence is not only
an easy feeling to get hold of, it might even seem like common
sense to most people. This is another kind of sense of the inherent
existence of things. But the emptiness teachings question this.
This critique, this "Depending"-style of dependency (as opposed to
the "Meeting" and "Relying" types of dependency) will be familar to
those who have studied Advaita-Vedanta, Mind-Only Buddhist
teachings, or the philosophy of Idealism. The emptiness teachings
are not themselves a form of Vedanta or idealism (because emptiness
teachings posit that physical objects do exist externally and
physically), but they agree with the views which hold that
uncognized objects do not exist. This is the most subtle of the
three types of dependent arising.
According to Buddhism, anything that exists exists
conventionally, through the network of dependent arisings, that is
through Meeting, Relying or Depending. Even emptiness exists in
this way. But we think and feel that things exist without these
dependencies. For something to inherently exist, it
would have to exist without any dependencies at all. It would exist
without Meeting, Relying or Depending. It is the job
of emptiness meditation to find inherent existence, to ascertain
whether it exists as we feel it does.
Other terms for inherent existence, gathered from Buddhist and
Western sources, would include the following:
So how does one actually realize that all things, self and
world, are empty? In a nutshell, the realization of emptiness of an
object is accomplished through trying to find and validate that
object's inherent existence. One narrows down the options and looks
everywhere where the object's inherent existence might be found.
What happens is that one fails to find inherent existence. What one
finds is the simple lack of inherent existence. This lack is the
thing's emptiness.
According to the Buddhist path, one trains to stabilize the
attention, abandon harmful actions, take up helpful actions,
generate patience and compassion, and meditate on the nature of
self and other. These various activities are integrated together to
assist the practitioner in generating the insight that things are
empty. Emptiness can be realized much more quickly this way than if
the person began from scratch with emptiness studies themselves.
Realizing emptiness is holistic and not merely an intellectual
event. Therefore, a compassionate heart is said to enable the
patience, spirit of generosity and flexibility of mind and that are
required by the very subtle and tricky emptiness meditations.
The form of Buddhism that places the most emphasis on emptiness
meditation is probably the Prasangikga Madhyamika. Once the
practitioner has the spontaneous desire for compassion and a
yearning to hear the emptiness teachings, then the traditional
teacher will begin.
There are several stages in the study of emptiness, which are
integrated into much of the Buddhist path itself:
Learn valid establishment – You learn the
conventional ways that phenomena are established, i.e., how belief
in things is justified. In Buddhism, this can be by learning the
Buddhist teachings themselves. They can include teachings on cause
and effect, psychology, epistemology, karma, interpersonal
relations, compassion, the development of attention and analytical
skills. Learning valid establishment prevents the investigator from
falling into nihilism, which is the denial of conventional
existence along with the denial of inherent existence. Emptiness
meditation saves conventional existence, and refutes only inherent
existence.
Ascertain the object of refutation – You
concentrate to get a strong sense of inherent existence. In this
preparatory stage, you familiarize yourself with the difference
between conventional existence (which exists, and which is
demonstrated by valid establishment) and inherent existence (which
we feel exists, but which the meditations prove does not exist).
According to the Buddhist teachings, this is the issue in a
nutshell, and this is the most challenging stage. Ascertaining the
object of entailment can actually require months go get clear
about. But the clearer you are on what inherent existence must be,
the more able you will be to recognize it should you actually find
it in the meditations later, and the more thorough your realization
will be.
Determine the entailment – You familiarize
yourself with the overall logic of emptiness meditation. The logic
is as follows: "Either things exist inherently or they don’t. If
things have inherent existence, I should be able to find inherent
existence by looking everywhere. But I can’t find inherent
existence; I find only its absence, its non-existence. Therefore it
doesn’t exist."
In the case of the inherent existence of my self, the logic
would go as follows:
My self either has inherent existence or it is empty.
If my self has inherent existence, I should be able to find it
by looking everywhere it could possibly be.
I have looked everywhere the inherent existence of my self could
possibly be, and cannot find it anywhere.
Therefore, my self is empty.
Conduct the emptiness reasonings – These are
the meditations themselves. They are called "reasonings" because
they involve inference and entailment. They involve a form of
logic, and are often thought of as a form of “analytic meditation.”
You go through the steps of the emptiness reasonings in a
full-fledged, holistic way, trying to put yourself fully into each
stage. There are many kinds of emptiness reasoning. One of the
simplest to understand is Chandrakirti’s Sevenfold Reasoning. It is
easier to learn the stages of the reasoning by applying it to
something neutral, such as a car. When the steps are familiar, you
apply them to your self, where they are likely to have a greater
effect, and the realization will prove to be more intense. The
following is an overview of Chandrakirti’s Sevenfold Reasoning, as
applied to a chariot:
Introduction: If the chariot exists inherently,
I will be able to find it somewhere in or around its parts.
Is the inherently existent chariot exactly the
same as its parts? No, I don't find the inherently
existent chariot as equal to its parts. Instead, I find its
absence, its nonexistence.
Is it totally different from its parts? No, I
don't find the inherently existent chariot apart from its parts.
Instead, I find its absence, its nonexistence.
Is it dependent upon its parts? No, I don't
find the inherently existent chariot as dependent upon its parts.
Instead, I find its absence, its nonexistence.
Is it such that the parts are dependent upon
it? No, I don't find the inherently existent chariot such
that its parts are dependent upon it. Instead, I find its absence,
its nonexistence.
Is it the possessor of its parts? No, I don't
find the inherently existent chariot as the possessor of its parts.
Instead, I find its absence, its nonexistence.
Is it the mere collection of its parts? No, I
don't find the inherently existent chariot as the collection of its
parts. Instead, I find its absence, its nonexistence.
Is it the mere shape of its parts? No, I don't
find the inherently existent chariot as the shape of its parts.
Instead, I find its absence, its nonexistence.
Conclusion: Therefore the chariot doesn’t exist
inherently. It is empty, existing not inherently, but
conventionally only.
For a more detailed look at Chandrakirti’s Sevenfold Reasoning,
see "Emptiness Meditation - Another
Kind of Self-Inquiry"
Review the relation between emptiness and valid
establishment – You reflect on how the emptiness of your
self and the emptiness of other beings and things in the world
allows all of these existents to move, change, and interact with
each other. If things had fixed and independent nature, as we often
feel they do, then they would not be able to change. For example,
if a tree had an essential nature as something containing 106
branches and 2,196 leaves, then if it lost even one leaf, it would
be definition not be that particular tree any more. If we, for
example, had a fixed nature as a person with just these physical
and psychological characteristics, then we could never become
happier more mature, or more slender without violating these
characteristics and becoming by definition another person.
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